Senior Analyst – Corporate Financing

Senior Analyst – Corporate Financing

• 📍 Location: Rockville, MD or Tysons, VA (Hybrid – 3 days onsite, strong preference for Rockville)
• Are you passionate about financial markets, capital formation, and regulatory compliance? We are seeking a Senior Analyst – Corporate Financing to join a dynamic team responsible for reviewing public offerings and private placement filings to help protect investors and maintain market integrity.

This is an excellent opportunity for professionals with a background in finance, economics, accounting, business, or legal/regulatory compliance who enjoy analytical work, reviewing complex transactions, and collaborating with attorneys, investment firms, and internal stakeholders.

• What You'll Do
• Review and analyze Initial Public Offerings (IPOs) and private placement filings submitted by broker-dealer firms.
• Assess filings for compliance with applicable rules, regulations, and industry standards.
• Identify potential risks, deficiencies, and rule violations through detailed analysis.
• Draft professional correspondence, findings, and regulatory analyses.
• Respond to internal and external inquiries regarding filing reviews.
• Participate in discussions with attorneys and industry professionals regarding transaction filings.
• Monitor assigned workflow to ensure timely completion of reviews.
• Escalate complex regulatory matters when appropriate.
• Stay current on applicable securities regulations and capital formation rules.
• Contribute to departmental initiatives, process improvements, and data analytics projects.

• Required Qualifications
• Bachelor's degree in Finance, Accounting, Business, Economics, or a related field.
• Minimum 3 years of relevant industry experience in finance, capital markets, compliance, regulatory, legal, accounting, or related fields.
• Strong analytical and critical thinking skills.
• Excellent written and verbal communication abilities.
• Exceptional attention to detail and organizational skills.
• Strong time management and problem-solving capabilities.
• Ability to manage multiple priorities in a deadline-driven environment.

• Preferred Background
• Candidates with experience in one or more of the following are encouraged to apply:
• Corporate Finance
• Capital Markets
• Securities Regulation
• Investment Banking
• Financial Analysis
• Public Offerings (IPO)
• Broker-Dealer Compliance
• Legal or Regulatory Research
• Financial Services

• Why Join?
• Gain hands-on exposure to IPOs, capital raising activities, and securities regulations.
• Work directly with attorneys, financial institutions, and regulatory professionals.
• Build expertise in public offerings, private placements, and capital formation.
• Opportunity to contribute to meaningful initiatives that support investor protection and market integrity.
• Collaborative hybrid work environment with opportunities for professional growth.

Location: Hybrid – 3 days onsite in Rockville, MD or Tysons, VA (Strong preference for candidates able to work from the Rockville office.)

If you're looking for an opportunity to expand your expertise in corporate financing, securities regulation, and capital markets while working in a collaborative environment, we'd love to hear from you!