Regulatory Analyst

General knowledge or experience of skills below:

• - Understanding of U.S. banking environment
• - Knowledge of banking rules and regulations from financial regulators such as FINRA and SEC
• - Ability to pick up on regulatory rules such as US Privacy regulation and SIPC Act quickly
• - Understanding of compliance to rules and regulations to mitigate company’s risk profile
• - Ability to adequately report metrics and KRIs to upper management
• - Proficient in working with stakeholders of multiple teams to accomplish goals
• - Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner
• - Ability to interact effectively with Business Units, Compliance, global colleagues and build good working relationships
• - Ability to answer questions and queries from local and remote team members and users in a timely fashion
• - Teamwork, Collaboration, Responsiveness and demonstrate accountability & ownership
• - Strong attention to detail and research/investigative skills
• - Escalate issues and risks to the supervisor in a timely fashion
• - Be able to effectively and actively ensure upward, downward peer communication of information and issues and risks
• - Be able to deal easily with multiple issues and tasks under pressure
• - Be proficient in Microsoft Suite of products