Key Responsibilities
Perform independent quality assurance reviews of financial crime compliance activities, including transaction monitoring, sanctions screening, customer onboarding, identity verification, and customer due diligence processes.
Assess case documentation for accuracy, completeness, and adherence to internal policies, regulatory requirements, and established procedures.
Identify process weaknesses and control deficiencies, recommend practical corrective actions, and validate that remediation efforts have been effectively implemented.
Prepare recurring quality assurance reports, highlighting trends, findings, and recommendations for compliance leadership.
Support the development of management reporting by compiling compliance metrics and quality review results for executive leadership, governance committees, and business stakeholders.
Maintain departmental records related to regulatory guidance, policy updates, and internal control documentation, ensuring changes are communicated to appropriate business areas.
Deliver compliance-related training and guidance to operational staff to reinforce regulatory expectations and promote consistent execution of compliance procedures.
Assist with regulatory examinations, independent reviews, and internal audits by coordinating documentation requests, organizing supporting materials, and facilitating timely responses to reviewers.

BSA Quality Assurance Analyst

Similar Analytics Jobs